2 Overhill Road, Suite 400

Scarsdale, New York 10583

Phone: 914-529-6500

Fax: 914-529-6510

Email: rbernstein@rbblegal.com







Bob Bernstein

Phone: 914-529-6500

Email: rbernstein@rbblegal.com



Bob Bernstein offers efficient, legally sound, business-oriented solutions to complex commercial matters. With more than 30 years experience handling domestic and international commercial disputes, Mr. Bernstein has particular experience in antitrust, commodities, derivatives, accounting malpractice, insurance coverage, construction law and municipal law and property tax matters.


Mr. Bernstein founded his own firm in December 2016, after a 26-year career at Kaye Scholer LLP where he was of counsel in New York and a partner in the firm’s Frankfurt, Germany office. He served briefly as a partner at Vandenberg & Feliu LLP and Eaton & Van Winkle LLP in Manhattan.


He has extensive experience in complex domestic and international commercial litigation. He has represented and advised many U.S. and foreign companies in the areas of commercial contract disputes, antitrust, commodities, derivatives, futures trading, hedge funds, insurance coverage, minority shareholder disputes, accounting and legal malpractice, real estate ownership issues, and employment disputes.


Mr. Bernstein has litigated in state and federal trial and appellate courts throughout the United States and worked with local counsel in connection with legal proceedings in Germany, the United Kingdom, Canada, Mexico, Brazil, and Bolivia. He has also participated in arbitration proceedings before the AAA and JAMS, and mediation proceeedings in a variety of different fora.


He has also assisted clients in matters involving law enforcement and government regulatory agencies in the United States and abroad. He is frequently quoted by such publications as The New York Times, the Wall Street Journal, Reuters, Bloomberg, and Metal Bulletin.




Representative Legal Cases


In February 2017, Mr. Bernstein defeated a claim in arbitration for one third of the ownership of a privately held international rural-themed television network, resulting in an award dismissing with prejudice all claims against Mr. Bernstein’s client.


In March 2016, Mr. Bernstein defeated claims in arbitration for millions of dollars in damages against a former investor in a options trading LLC and prevailed on a counterclaim for breach of the LLC agreement.


In April 2016, Mr. Bernstein successfully negotiated on favorable terms a settlement of claims brought by the Public Company Accounting Oversight Board (PCAOB) against a Hong Kong auditing firm.


In March 2015, the Ninth Circuit Court of Appeals unanimously affirmed a $70  million judgment for the FDIC following a federal jury trial in Las Vegas, where Mr. Bernstein served as lead trial counsel in a case against a surety company that reneged on commitments guaranteeing payment of subprime leases. A unanimous jury verdict returned a verdict of $60.5 million and the court later awarded nearly ten years of attorneys’ fees.


Mr. Bernstein has also represented a large metals trading hedge fund and companies representing 50% of the copper fabricating capacity in the United States in a widely publicized battle opposing the introduction of a new copper-backed derivative that could threaten to legalize the hoarding of copper worldwide. As a result, Mr. Bernstein has been quoted frequently regarding this matter in publications including Financial Times, Bloomberg Business Week, Reuters and Institutional Investor, among others.


Earlier in his career, Mr. Bernstein was a key member of the team that represented a large German conglomerate in connection with its financial rescue following a $2 billion loss trading oil derivatives. In that connection, he negotiated the unwinding of unfavorable long-term contracts; brought legal actions to stop minority creditors from blocking the company’s financial rescue; brought breach of fiduciary duty claims against the former president of the German company’s U.S. subsidiary and obtained a favorable settlement; and successfully defended the company against dozens of breach of contract claims involving hundreds of millions of dollars in potential liability.


A notable case handled by Mr. Bernstein established that the London Metal Exchange is a U.S. market for antitrust purposes and, as a result, he obtained a favorable settlementon behalf of English and New York traders who were victims of a price squeeze.


Mr. Bernstein also tried an accounting malpractice case against a big-four accounting firm and obtained an $80 million judgement; succeeded in bringing fraud and breach of contract claims against a major online broker; successfully represented German real estate investors who were seeking to recover title to property in Manhattan; obtained a favorable settlement for a German website developer who had a claim against a U.S. investment banker; and succeeded in getting favorable settlements for institutional investors who had brought claims against insurer who had reneged on obligations to insure bonds collateralized by mobile home loans.


Mr. Bernstein has also appeared in a CNBC report on how investors can protect against hedge fund fraud.


He is married with two grown children and lives in Edgemont, New York, where he has served as president of the Edgemont Community Council.




Awards and Accolades


In each of the last eleven years, Mr. Bernstein has been named a Super Lawyer for the New York Metro Area by New York Super Lawyers Magazine. He received Edgemont's Silver Box Award for Distinguished Community Service in 2005.




Representative Litigation Matters


Omnivere LLC  v. Friedman – Currently representing a Chicago-based national litigation support company in connection with fraud and breach of contract claims pending in New York State Supreme Court, Commercial Division against sellers of certain businesses client had acquired in 2014.


Gottsch v. Yraola – Currently representing founder of an international rural-themed television network in connection with claims for a one-third share of client’s ownership of business; client just won an arbitration award dismissing the claims.


Scarsdale Fair Assessments Committee v. Village of Scarsdale – Currently representing more than 150 property owners who have brought constitutional challenges in New York State Court to enforceability of a tax assessment roll in which larger properties were assessed at substantially less than 100% of market value while owners of smaller homes were assessed at 100% of market value or better.


Southwire v. Securities and Exchange Commission (DC Cir. 2013)- Led three-year challenge on behalf of U.S. copper fabricating companies to SEC approval of new form of physical copper backed derivative. Appeal withdrawn as moot after sponsors abandoned intent to market the new products.


FDIC v. Safeco - Served as chief trial counsel for government agency in breach of contract and breach of fiduciary duty case against surety that failed to honor obligations to guarantee payment of subprime debt marketed to bank investors. Jury verdict in excess of $60 million plus award of nearly $9 million in attorneys' fees.  See FDIC v. Safeco, 605 Fed. Appx. 609 (9th Cir. 2015).


Metallgesellschaft AG v. Sumitomo Corp. of America, 325 F.3d 836 (7th Cir. 2003)

Represented first successful Sherman Act case in the United States for price fixing on the London Metal Exchange.


CBI Holding Co., Inc., 529 F.3d 432 (2d Cir. 2008) - Successfully prosecuted $45 million accounting malpractice claims against auditor of pharmaceutical distributor for failing to discover fraud by management under so-called "adverse interest" exception to normal rule that a claim against a third party for defrauding a corporation with cooperation of management accrues to creditors rather than to guilty corporation.


Marketxt Holdings Corp., 2006 WL 2864963 (S.D.N.Y. Bankr. Ct. Sept. 29, 2006) - Represented bankrupt electronic securities trading firm in breach of contract and fraud claims arising out of the sale of certain of its subsidiaries to E*Trade.


Cary Oil Co. v. MG Refining & Marketing, Inc. (SONY 1998-2003)- Represented former oil trader in connection with breach of contract claims arising from enforcement of of-exchange oil futures contracts.


H. L. Hayden Co. of New York, Inc. v. Siemens Medical Systems, Inc., 797 F.2d 85 (2d Cir. 1986)- Successfully defended medical equipment manufacturer against allegations of price fixing.






New York 1982

U.S. Court of Appeals for the Ninth Circuit, 1982

U.S. District Court, Southern And Eastern Districts of New York, 1983 District of Arizona, 1983

Temporary Emergency Court of Appeals, 1984

U.S. Court of Appeals for the Second Circuit, 1986

U.S. Supreme Court, 1995

U.S. Court of Appeals for the Seventh Circuit, 2001

RAK Frankfurt, Germany, 2003




Representative Lectures and Seminars


American Copper Council, May 2011 (Montreal) (Copper ETFs)


American Copper Council, November 2012 (Fort Lauderdale) (Copper ETFs) Copper & Brass Fabricators

Council, December 2013 (New York) (Copper ETFs)


International Aluminum Conference sponsored by Metal Bulletin (Abu Dhabi) (September 2014) (aluminum warehouse antitrust litigation)


American Conference Institute's 2nd National Forum on Virtual & Digital Currency and Payment Systems (New York) (November 2014)


Panelist, The CFTC’s Potential Regulation of the Digital and Virtual Currency Market: Assessing the Future of Formal Statements or Final Determinations


American Conference Institute’s 13th National Forum on Emerging Payment Systems (Washington, D.C.) (September 2016)


Panelist, Digital, Virtual, and Crypto Currencies: Assessing and Overcoming the Regulatory and Compliance Challenges Relating to Bitcoin and Its Brethren, and Evaluating the Long-Term Viability of Such Currencies






University of Virginia School of Law (J.D.), 1981

Cornell University (B.A., cum laude), 1977